Data Models

The Data Model is a crucial piece of design for the target architecture.

Our SPUD Data Model has matured over many years as the result of successful implementations in a wide range of financial organisations.  It has clear policies for data usage and audit and has a consistent design in all areas which makes it popular with end-users and developers.

The business scope of the SPUD schema includes current and historic views of:

  • Transfer Agency for retail, institutional, pension fund and multi-manager dealings and holdings, together with all associated data for clients, intermediaries, nominees and trustees.
  • Investment accounting for unitised or segregated funds including soft and verified trades, holdings and balances, fund values/NAVs, prices, FX rates, income and entitlements, cash movements, postings, trial balance and unit cost breakdown. Base, local and system currencies are supported.
  • General Ledger and related analysis structures.
  • Client reporting including investment data, commentary and other information.
  • Fund reference data such as prospectus, mandate and/or Investment Management Agreements including fee structures, restrictions, dealing dates, related parties and roles, fund structures such as feeders, share classes or fund groups/consolidations.
  • People, organisations, legal or pseudo legal structures that can be grouped and/or related to fund structures for company administration, compliance or other purposes.
  • Securities reference data for equity, fixed income, traded and OTC derivatives, fund instruments, baskets and other synthetic securities.
  • Spot and forward FX on a stand-alone or strategy trading basis.
  • Products and product groups together with classifications enabling detailed product performance analysis.
  • Classifications and hierarchies for Chart of Accounts, Industrial Sectors, Geographic, Currency, Fund Style and any other user defined structures.
  • Drill through for fund of funds, baskets or any other type of securitised portfolios.
  • Performance and attribution analysis on a wide range of dimensions/classifications.
  • Trading or investment strategies.
  • Treasury and Cash Management including cash projections.
  • Risk management and exposure analysis.
  • Portfolio modelling, trading/dealing and order management for securities or funds.
  • Contact management, including integration with Transfer Agency and Sales systems.
  • Fees and charging, including reference data, performance, management, commissions and rebate/retrocession.

The SPUD data model supports current and historic views of the data. All changes are audited and recorded so that accurate analysis can be done on a current or historic basis. Period against period analysis is fully supported.